- Posted May 24, 2012
- Tweet This | Share on Facebook
CYBERSPACE SIGHTING: Warner Norcross launches blog
The attorneys and securities compliance consultants with the law firm of Warner, Norcross, & Judd LLP have launched a blog for broker-dealers, investment advisers and private investment funds.
The new blog, Compliance Corner, alerts clients and friends to current developments in federal, state and Financial Industry Regulation Authority, or FINRA, securities regulation, litigation and enforcement developments. Compliance Corner also provides compliance tips, legal summaries and information about best practices.
"Compliance Corner provides important updates from the Securities and Exchange Commission, FINRA, state securities regulators and other government agencies affecting our clients, often warranting prompt action," said Linda Paullin-Hebden, a partner who practices in the Southfield office.
"Our goal is to anticipate our clients' compliance questions and help ease the headaches that regulatory changes can cause. Our experienced attorneys and senior securities compliance consultants provide services to a wide range of clients subject to broker-dealer, investment adviser and private fund regulations. The blog serves as an additional resource to communicate important changes."
To read or subscribe to the blog, go to http://compliancecorner.wnj.com/ .
Warner's Broker-Dealer and Investment Adviser Practice Group is the largest in the state and among the largest in the Midwest. Warner's securities attorneys have experience representing broker-dealers, investment advisers and private investment fund advisers of all sizes through the complete spectrum of securities regulation, litigation and enforcement issues. The group's experience includes formations, policies and procedures, contracts, compliance testing, mock audits, employment-related issues, acquisitions, sales and wind-ups.
Published: Thu, May 24, 2012
headlines Oakland County
- Oakland County clerk/register brings services to Highland Township and surrounding areas with June 4 local office visit
- Whitmer announces Wayne, Oakland, Macomb commit to expand Project DIAMOnD, calls for statewide expansion of “infrastructure for innovation”
- Oakland County completes work for first RainSmart resident
- Annual Meeting
- Podcast explores ‘Putting AI to the Test for Legal Services’
headlines National
- This Los Angeles lawyer found her calling as a death doula
- ACLU and BigLaw firm use ‘Orange is the New Black’ in hashtag effort to promote NY jail reform
- Artificial intelligence tools for brief writing and analysis are a small firm litigator’s new best friend
- Baker McKenzie partner drops suit seeking IRS documents on partnership scrutiny
- Family members sue networks after learning of loved ones’ deaths by seeing bodies on TV
- Ex-BigLaw attorney once ‘consumed with remorse’ over $10M client theft sentenced in new scheme