– Photo by John Meiu
Miller Canfield’s Before the Bell Breakfast Forum presented “Top 10 Things to Know About ERISA Compliance for Broker Dealers and Investment Advisers” on Thursday, April 16, at The Townsend Hotel in Birmingham. The program featured a presentation with Kim Shaw Elliott (front row, second from left), an affiliate expert of the Bates Research Group and ERISA. Among those taking part in the informational meeting were (front row, left to right) Judith Villarreal, Mike Coakley of Miller Canfield, and Patrick Swarz, along with (back row, left to right) Todd Sanper, Mario Leporte, Scott Baldwin, Sean Sherrod, Bruce Greenberg, and John Kelmigian.
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