Securities session


 Miller Canfield Senior Principal Michael P. Coakley (left) along with two Michigan state securities officials (left to right), Linda Cena, securities examination manager, and Jason Craft, securities examiner, discussed the latest legal developments affecting the securities industry at a “Before the Bell Breakfast Forum” on Thursday, Sept. 19, at the Townsend Hotel in Birmingham.  

The presenters discussed examination sweep results and best practices derived from them, IA switch firms’ most common violations, and recent legislative developments in the industry.

(Photo by John Meiu)